Job Details
Chief Compliance Officer or Senior Counsel
Cincinnati, OH, United States
Industry: Legal | Type: Full-Time
Posted Date: Dec 17, 2025
Experience: 8 Years
Practice Areas: Corporate - Investment Company Act
Job Description:
We are seeking an experienced Chief Compliance Officer or Senior Counsel to lead our Investment Management group in one of our Cleveland, Columbus, or Cincinnati offices. The successful candidate will develop and implement regulatory compliance standards, monitor risk and governance practices, and supervise employee conduct. Requirements include 8+ years of relevant compliance experience, knowledge of SEC and FINRA regulations, and a JD for Senior Counsel candidates. Interested candidates should submit a cover letter, resume, and transcripts to Catherine Davis.
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