Job Details
Chief Compliance Officer or Senior Counsel
Columbus, OH, United States
Industry: Legal | Type: Full-Time
Posted Date: Dec 17, 2025
Experience: 8 Years
Practice Areas: Corporate - Investment Company Act
Job Description:
We are seeking a seasoned compliance professional to lead our Investment Management practice group. The Chief Compliance Officer will oversee regulatory compliance standards for registered investment advisers and broker-dealers, develop governance and risk management practices, and supervise employee conduct. Requirements include 8+ years of relevant experience, knowledge of SEC and FINRA regulations, and prior experience with registered investment advisors and broker-dealer clients.
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